New SRA Rules For Adviser Referrals

New SRA Rules For Adviser Referrals

Since 2012, solicitors have been allowed to make referrals to ‘restricted’ advisers. However, with effect from autumn this year, the Solicitors Regulation Authority (SRA) is driving changes in order to tighten up the referral process to IFAs.

In this discussion piece, Justin Rourke explains the SRA’s proposals and the positive changes they could bring.